Banking and Securities - Results Summary

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Department of Commerce, Community, & Economic Development
Banking and Securities
Results Summary | Details | Questions/Comments

Protect consumers of financial services and maintain safe and sound state financial systems.

End Result A: ANCSA proxy and elections materials are filed.

Met target. The Division received filings from all ANCSA corporations which were required to file.

End Result B: Protect Alaska investors.

Met target. Enforcement actions against registered broker-dealers increased in FY 2008, demonstrating expanded enforcement activity for compliance with the Alaska Securities Act.

End Result C: Protect Alaska borrowers.

Met target. No enforcement actions issued in FY08 due to unresolved violations.

End Result D: Safe and sound state financial institutions.

Met target. No state banks in receivership.

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Current as of Jan 6 2009 13:02:52